Commonwealth Financial Network

Licensing Specialist

US-MA-Waltham
Job ID
W-2017
# of Openings
1
Category
Compliance
Type
Full-Time

Overview

Commonwealth Financial Network® is the largest privately held Registered Investment Adviser–broker/dealer in the U.S., with offices in Waltham, Massachusetts, and San Diego, California. Since 1979, we’ve been helping our field force of independent financial professionals help investors pursue their financial goals. We do that by providing them with the technology, research, resources, and support that allow them to keep their focus on what’s most important: investors and their financial objectives.

 

With that said, we are not your typical financial services firm. For starters, we’re a fast-growing company, and we think and have fun like a start-up. Conveniently located on the commuter rail near the intersection of Route 95 and the Mass Pike, we’re accessible from anywhere—and away from the congestion of a downtown commute.

 

Commonwealth recognizes that our people are our greatest asset by investing in training and professional development. As a result, Commonwealth has been recognized 36 times (and counting) as one of the Best Places to Work by top publications in the region (Boston Globe, Boston Business Journal, San Diego Business Journal, San Diego Union-Tribune), as well as in the IT industry (Computerworld). With high marks in areas such as work environment, work/life balance, job satisfaction, and opportunities for advancement, Commonwealth is a place where you can thrive.

 

Discover what it’s like to be psyched to come to work every day! We offer you:

 

  • A generous bonus plan
  • Stock options and use of vacation properties (Cape Cod, Lake Winnipesaukee, Sunday River, Key Biscayne, Las Vegas, the Bahamas, and the Dominican Republic)
  • A more relaxed, “dress for your day” dress code
  • A free on-site fitness center
  • Ample opportunity to volunteer with and support local charities
  • A VTO (volunteer time off) day to use toward a cause that’s important to you
  • Tuition reimbursement
  • Free breakfast on Fridays
  • A competitive benefits package—and much more

About the Opportunity

Our Licensing team is the strong, steady force responsible for maintaining all securities and insurance licensing information for our advisors, as well as for our home office staff. Our 11-person team is a blend of deep tenure and newer recruits. We’re driven by following policies, procedures, and regulations to a T—all the while providing Commonwealth’s signature level of indispensable service.
 
The nature of our business calls for each and every one of us to be adept multitaskers—and to pay close attention to all the details. This refined skill set is our bedrock. Together, we keep things humming along. We have a fantastic entry-level opportunity on our team for an energetic person who takes pride in providing indispensable customer service. If that sounds like you—and if you thrive on handling multiple projects in a fast-paced and dynamic environment—then let’s talk.

Responsibilities

  • Working directly with Commonwealth’s advisors, handling securities and insurance licensing
  • Answering phone calls and questions from advisors, providing indispensable customer service at every touchpoint
  • Updating licensing information in our back-office system
  • Contacting insurance companies regarding appointments
  • Working on special projects as assigned

Qualifications

  • A demonstrated passion for customer service
  • Excellent communications skills
  • Great organizational skills
  • Strong attention to detail
  • Positive attitude
  • Proficiency in Microsoft Word and Excel
  • Sense of humor (no joke!)
  • Strong team player

Summary

Have we piqued your curiosity? Can you see yourself thriving in this career opportunity, as well as our Anything but Common® workplace culture? If so—and if your background and experience align with our needs—please do submit your application right away.

 

Commonwealth Financial Network® is an equal opportunity employer that is committed to a diverse workforce.

 

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