Commonwealth Financial Network

  • Business Transitions Case Manager

    Job Locations US-MA-Waltham
    Job ID
    W-2018
    # of Openings
    1
    Category
    Business Transitions
    Type
    Full-Time
  • Overview

    Commonwealth Financial Network® is the largest privately held Registered Investment Adviser–independent broker/dealer in the U.S., with offices in Waltham, Massachusetts, and San Diego, California. Since 1979, we’ve been helping our field force of independent financial professionals help investors pursue their financial goals. We do that by providing them with the technology, research, resources, and support that allow them to keep their focus on what’s most important: investors and their financial objectives.

     

    With that said, we are not your typical financial services firm. For starters, we’re a fast-growing company, and we think and have fun like a start-up. Conveniently located on the commuter rail near the intersection of I-95 and the Mass Pike, we’re accessible from anywhere—and away from the congestion of a downtown commute.

     

    Commonwealth recognizes that our people are our greatest asset by investing in training and professional development. As a result, Commonwealth has been recognized 39 times (and counting) as one of the Best Places to Work by top publications in the region (Boston Globe, Boston Business Journal, San Diego Business Journal, San Diego Union-Tribune), as well as in the IT industry (Computerworld). With high marks in areas such as work environment, work/life balance, job satisfaction, and opportunities for advancement, Commonwealth is a place where you can thrive.

     

    Discover what it’s like to be psyched to come to work every day! We offer you:

     

    • Generous bonus and stock option incentive plans
    • Use of our chairman’s vacation properties (Cape Cod, Lake Winnipesaukee, Sunday River, Key Biscayne, Las Vegas, Park City, the Bahamas, and the Dominican Republic) at no cost
    • Fully paid maternity leave (12 weeks) and spousal leave (3 weeks)
    • A more relaxed, “dress for your day” dress code
    • A free on-site fitness center
    • Ample opportunity to volunteer with and support local charities
    • A VTO (volunteer time off) day to use toward a cause that’s important to you
    • Tuition reimbursement
    • Free breakfast on Fridays
    • A competitive benefits package—and much more

    About the Opportunity

    When a Commonwealth advisor decides to buy, sell, or merge a practice, our Business Transitions team ensures that the entire process runs smoothly. We do this by collaborating with teams across the firm, answering a wealth of questions on the advisor’s behalf, and acting as a liaison between the advisor’s office and Commonwealth’s other departments.
     
    To help us deliver on our promise to provide a truly indispensable business transition experience for our advisors, we are looking for someone who is outgoing and positive, self-motivated, and exceptionally detail oriented. If you think you have what it takes—and believe that work can and should be fun—then let’s introduce ourselves.

    Responsibilities

    • Consulting with advisors in the event of a major change, such as retirement or a buyout, to help them manage the transition of their business
    • Acting as the relationship manager and quarterback throughout the entire business transition process
    • Coordinating and collaborating with your teammates and with other departments
    • Answering questions on a wide variety of topics, such as operations, compensation, compliance, and licensing
    • Acting as the first point of escalation for advisors and their staff
    • Coordinating conference calls with advisors and internal staff to discuss all details of a business transition
    • Educating advisors and their staff throughout the business transition
    • Participating in and leading a variety of departmental projects

    Qualifications

    • 3–5 years of financial services experience
    • Excellent attention to detail
    • Superior leadership, multitasking, and organizational skills
    • Strong, professional communication skills—both written and verbal
    • Commitment to providing indispensable customer service
    • Team player with a patient and supportive attitude
    • First-rate problem-solving skills
    • Comfortable in a fast-paced, dynamic environment
    • FINRA Series 7 securities registration a plus

    Summary

    Have we piqued your curiosity? Can you see yourself thriving in this career opportunity, as well as our Anything but Common® workplace culture? If so—and if your background and experience align with our needs—please do submit your application right away.

     

    Commonwealth Financial Network® is an equal opportunity employer that is committed to a diverse workforce.

     

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