Are you familiar with complex investment products and the risks associated with supervising these types of transactions? Do you have experience in teambuilding and leadership? If so, this opportunity to help manage our growing Account Supervision (Direct Investments) might be the perfect next step in your career.
As the supervisor of the San Diego Account Supervision (Direct Investments), you will lead an exciting and dynamic group of seven professionals who process and supervise everything from change of broker/dealer requests to complex products such as alternative investments and variable annuities. Our team members are the gatekeepers of all business at Commonwealth, and provide principal approval of all directly held accounts, as well as NFS brokerage and Preferred Portfolio Services® (PPS) accounts.
Additional skills and knowledge
Have we piqued your curiosity? Can you see yourself thriving in this opportunity? Let’s introduce ourselves.
About Commonwealth—and Our Anything but Common® Culture
Commonwealth Financial Network® is the largest privately held Registered Investment Adviser–independent broker/dealer in the U.S., with offices in Waltham, Massachusetts, and San Diego, California. Since 1979, we’ve been delivering indispensable service to independent financial professionals so they, in turn, can put their clients first. Our technology, research, resources, and support—plus a variety of affiliation models—deliver what today’s independent advisors need to thrive.
That being said, we are a financial services company with a unique mission—one that encompasses purpose, vision, and core values in equal measure. Staying true to these guiding principles is the reason we are recognized so often and by so many for the quality of life we enjoy here. We believe it directly translates to a better experience for everyone: employees, advisors, clients, and our communities.
Creating a supportive culture where everyone can thrive is a mission we take seriously. From professional development to comprehensive benefits, grassroots leadership opportunities, generous bonus and stock option incentive plans, opportunities to unwind and connect, and so much more, Commonwealth is not just a great place to work—it’s a place that, for many, feels like home.
Commonwealth Financial Network® is an equal opportunity employer that is committed to a diverse workforce.