Commonwealth Financial Network

  • Trade Clerk

    Job Locations US-MA-Waltham
    Job ID
    W-2018
    # of Openings
    1
    Category
    Trade Desk
    Type
    Full-Time
  • Overview

    We are looking for an energetic, hardworking individual—a superb problem solver with excellent communication skills—to join our fast-paced Trade Desk department. On a day-to-day basis, the Trade Desk is responsible for executing the purchase and sale of securities on behalf of our advisors’ clients, as well as for facilitating other investment transactions and answering market-related questions from the field.

     

    Are you a natural when it comes to handling difficult situations in a professional manner? Can you adapt quickly to rules and procedures that are constantly changing? Work effectively alone and as part of a team? If you think you have what it takes—including a couple of years of industry experience—then let’s introduce ourselves.

     

    Key responsibilities

    • Handling a wide variety of Trade Desk-related items, such as margin/house calls, trade corrections, and reorganization notices
    • Monitoring mutual fund breakpoints, excessive commission reports, and debit reports
    • Reconciling reports and communicating information to advisors and Commonwealth staff 

    Core strengths

    • At least 2 years of industry experience
    • Able to solve problems in an efficient and professional manner
    • Quick learner
    • Strong attention to detail
    • Excellent communications skills
    • Ability to work under pressure in a fast-paced environment
    • Prior experience with FBSI (an NFS application)
    • Proficiency in Microsoft Word and Excel
    • FINRA Series 7 securities registration and margin experience preferred, but not required 

    Have we piqued your curiosity? Can you see yourself thriving in this opportunity? Let’s introduce ourselves.

     

    About Commonwealth—and Our Anything but Common® Culture

     

    Commonwealth Financial Network® is the largest privately held Registered Investment Adviser–independent broker/dealer in the U.S., with offices in Waltham, Massachusetts, and San Diego, California. Since 1979, we’ve been delivering indispensable service to independent financial professionals so they, in turn, can put their clients first. Our technology, research, resources, and support—plus a variety of affiliation models—deliver what today’s independent advisors need to thrive.

     

    That being said, we are a financial services company with a unique mission—one that encompasses purpose, vision, and core values in equal measure. Staying true to these guiding principles is the reason we are recognized so often and by so many for the quality of life we enjoy here. We believe it directly translates to a better experience for everyone: employees, advisors, clients, and our communities.

     

    Creating a supportive culture where everyone can thrive is a mission we take seriously. From professional development to comprehensive benefits, grassroots leadership opportunities, generous bonus and stock option incentive plans, opportunities to unwind and connect, and so much more, Commonwealth is not just a great place to work—it’s a place that, for many, feels like home.

     

    Commonwealth Financial Network® is an equal opportunity employer that is committed to a diverse workforce.

     

     

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