Do you have financial services, investigations, brokerage, or banking operations experience under your belt, coupled with knowledge of anti-money laundering (AML) rules and regulations? We are looking for an AML analyst who is a strong communicator and problem solver with this experience and more to join our Legal team.
As an AML analyst, you will be responsible for analyzing potentially suspicious activity. You will review reports and alerts, research customer information regarding accounts and activity suspected of being related to money laundering, keep current on Office of Foreign Assets Control issues. This role is crucial for ensuring compliance with the Bank Secrecy Act, AML regulations, and the USA PATRIOT Act.
Additional skills and knowledge
Have we piqued your curiosity? Can you see yourself thriving in this opportunity? Let’s introduce ourselves.
About Commonwealth—and Our Anything but Common® Culture
Commonwealth Financial Network® is the largest privately held Registered Investment Adviser–independent broker/dealer in the U.S., with offices in Waltham, Massachusetts, and San Diego, California. Since 1979, we’ve been delivering indispensable service to independent financial professionals so they, in turn, can put their clients first. Our technology, research, resources, and support—plus a variety of affiliation models—deliver what today’s independent advisors need to thrive.
That being said, we are a financial services company with a unique mission—one that encompasses purpose, vision, and core values in equal measure. Staying true to these guiding principles is the reason we are recognized so often and by so many for the quality of life we enjoy here. We believe it directly translates to a better experience for everyone: employees, advisors, clients, and our communities.
Creating a supportive culture where everyone can thrive is a mission we take seriously. From professional development to comprehensive benefits, grassroots leadership opportunities, generous bonus and stock option incentive plans, opportunities to unwind and connect, and so much more, Commonwealth is not just a great place to work—it’s a place that, for many, feels like home.
Commonwealth Financial Network® is an equal opportunity employer that is committed to a diverse workforce.