Commonwealth Financial Network

  • Senior Information Technology Internal Auditor

    Job Locations US-MA-Waltham
    Job ID
    # of Openings
    Enterprise Risk Management
  • Overview

    Our Enterprise Risk Management department is seeking a capable and qualified senior information technology internal auditor with technology audit and risk management experience to handle internal IT audits. Reporting to the manager of enterprise risk, you would be responsible for the timely execution of high-quality audits using a risk-based audit methodology across a broad range of areas, including infrastructure, information security, business application systems, network engineering, programming, and business continuity.


    Key responsibilities 

    • Planning and executing information technology and integrated audits
    • Analyzing data and processes for possible noncompliance with corporate policies, as well as for opportunities to improve efficiency and adherence to best practices
    • Documenting testing in an accurate and timely manner, in accordance with IIA and department standards
    • Creating and updating control narratives and process flow diagrams
    • Maintaining open and timely communication within the department and across the organization
    • Communicating audit findings and related recommendations, verbally and in writing, to various levels of department and company management
    • Performing follow-up testing as necessary to ensure that management has taken the appropriate actions to remediate identified issues
    • Assisting in the development of audit department policies and procedures
    • Helping with the coordination of external audits as necessary


    Core strengths 

    • Bachelor’s degree in management information systems, information security, computer science, or a comparable field
    • At least 3 years of experience in external and/or internal auditing
    • Working knowledge of security and technology frameworks
    • A demonstrated understanding of the company’s business and technologies
    • Related professional certification (CIA, CISA, CISM, CISSP, etc.)
    • Strong Excel, Word, and PowerPoint skills
    • Investigative and analytical skills with a keen eye for detail
    • Self-starter and independent worker, with a willingness to work as part of a team, too
    • Ability to coordinate multiple tasks and projects simultaneously, balancing priorities and deliverables
    • Strong written and verbal communication skills


    Have we piqued your curiosity? Can you see yourself thriving in this opportunity? Let’s introduce ourselves. 


    About Commonwealth—and Our Anything but Common® Culture 


    Commonwealth Financial Network® is the largest privately held Registered Investment Adviser–independent broker/dealer in the U.S., with offices in Waltham, Massachusetts, and San Diego, California. Since 1979, we’ve been delivering indispensable service to independent financial professionals so they, in turn, can put their clients first. Our technology, research, resources, and support—plus a variety of affiliation models—deliver what today’s independent advisors need to thrive. 


    That being said, we are a financial services company with a unique mission—one that encompasses purpose, vision, and core values in equal measure. Staying true to these guiding principles is the reason we are recognized so often and by so many for the quality of life we enjoy here. We believe it directly translates to a better experience for everyone: employees, advisors, clients, and our communities. 


    Creating a supportive culture where everyone can thrive is a mission we take seriously. From professional development to comprehensive benefits, grassroots leadership opportunities, generous bonus and stock option incentive plans, opportunities to unwind and connect, and so much more, Commonwealth is not just a great place to work—it’s a place that, for many, feels like home. 


    Commonwealth Financial Network® is an equal opportunity employer that is committed to a diverse workforce. 


    Sorry the Share function is not working properly at this moment. Please refresh the page and try again later.
    Share on your newsfeed