Commonwealth Financial Network

Transition Associate

Job Locations US-CA-San Diego
Job ID
SD-2021-MH
# of Openings
1
Category
Field Development & Transition
Type
Permanent/ Full-Time

Overview

We are looking to bring a top-notch associate to our team—someone who delivers results with exemplary attention to detail and who embraces our commitment to providing indispensable service. The Transition team guides and mentors new advisors and their staff as they migrate their financial practices from their previous broker/dealer to Commonwealth. In this behind-the-scenes role, you will be hands-on with all the paperwork required to make each transition a smooth one.

 

If you are someone who thrives in an environment that is rooted in processes and procedures—and who excels at following systems to a T—we look forward to hearing from you.

Key Responsibilities 

  • Working closely with transition consultants and operations specialists to facilitate smooth and successful transitions
  • Reviewing incoming client onboarding paperwork for accuracy and completeness
  • Conducting training calls with advisors and their staff
  • Remotely installing third-party software on advisors’ workstations
  • Managing and updating department workflows and resources on SharePoint
  • Assisting with advisor inquiries, researching issues, monitoring case statuses, and mailing marketing materials
  • Contributing to our virtual transition support program by opening accounts and preparing paperwork
  • Supporting the Transition team in other areas when needed

Core Strengths 

  • Exemplary customer service and phone skills
  • Strong technical skills in Excel, Word, and database tools
  • Ability to manage multiple projects and tasks simultaneously and navigate competing priorities
  • Strong team player
  • First-rate problem-solving ability
  • Excellent attention to detail
  • Flexible and patient demeanor

Have we piqued your curiosity? Can you see yourself thriving in this opportunity? Let’s introduce ourselves. 

 

Picture Yourself Here  

Imagine keeping company with big thinkers and even bigger doers who share a common purpose to make a profound difference. Figure in an experience-it-to-believe-it culture, massive growth potential, and benefits galore, and you get the full impression.

 

We are committed to providing a supportive, equitable environment where you can bring your full, authentic self to your work every day and truly thrive in meaningful ways—personally and professionally. At Commonwealth, everyone plays a part in our success story. And in building a more diverse and inclusive workplace, we are broadening our perspectives and capabilities. Together, our potential is limitless. We invite you to join us on the path to a brighter future!  

 

About Commonwealth  

Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser, provides a suite of business solutions that empowers more than 2,000 independent financial advisors nationwide. J.D. Power ranks Commonwealth “#1 in Independent Advisor Satisfaction Among Financial Investment Firms, Eight Times in a Row.” Privately held since 1979, the firm has headquarters in Waltham, Massachusetts, and San Diego, California.   

  

Turning our advisors into raving fans starts by doing the same for our employees. We foster an environment of excellence, growth, rewards, and fun in equal measure, so our employees genuinely enjoy coming to work. Our refreshing workplace culture has earned us 43 Best Place to Work awards—and counting.   

  

The Fine Print  

We care about your online safety as a prospective employee and encourage you to exercise caution when responding to job postings online. Commonwealth will never ask potential hiring candidates to pay or transfer funds as a precondition of interviews or employment, nor will we authorize recruiters or agents to do so on our behalf.  

  

Commonwealth is an equal opportunity employer, making intentional efforts to source the very best talent from all backgrounds.

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